演講者：張旗女士　中國證券監督管理委員會基金監管部副處長
時間：　2010年6月9日，下午2：00至3：30
地點：　西來大學

　　中國的金融市場有許多投資機遇，但由於中國的金融市場以及相關的管理制度發展還不是很完善，因此投資的風險也很高。1998年，中國成立了一些可供投資的共同基金。在過去的4年裡，這個行業快速成長，並且已經成為投資者在中國的首選投資產品。那麼，這些基金有哪些特點？與之相關的管理措施有哪些？投資這些基金，又有哪些潛在的風險？在這次的演講中，張旗女士會逐一解答這些問題，並且與聽衆分享她的經驗。

　　張琪女士曾在中國證卷監督管理委員會擔任了8年的副處長。她的主要工作是對中國的共同基金及其他基金進行監督和管理。尤其是共同基金市場的上市交易等。因此，她十分熟悉基金行業，包括基金公司的組織結構，內部控制和風險管理。

　　張女士於2008年9月15日進入香港證卷及期貨事務監察委員會工作。曾參與雷曼兄弟破產結算案。張女士曾任西南證卷公司的股票分析師，在成為證監會監管之前，她還是中國最早一批使用數學模式評估股票價格的人士。

　　目前，張旗女士是USC--南加州大學商學院的訪問學者，正在做一些關於金融監管改革的研究。此外，她還在南加州大學做過“中國資本市場和就業市場行情”的講座。

　　此次專題研討會由西來大學少數族裔及小型企業研究中心與西來大學工商管理系聯合主辦。

　　研討會免費開放，歡迎大家踴躍參加。西來大學地址：1409 N. Walnut Grove Avenue, Rosemead, CA 91770。 如需任何相關資訊或有任何問題，請電陳岳雲博士 （626）-571-8811 轉125分機

Seminar：Mutual Funds & Investment Opportunities in China（6/9 UWest）

Ms. Qi Zhang, Deputy Division
Director, CSRC
Wednesday, June 9, 2:00-3:30 p.m., 2010
University of the West（UWest）

China’s financial market is growing very fast although it is still not well developed and its relevant regulations are still under the development stage. There are many good opportunities of investing in China’s financial market. Investing in China’s mutual funds is one of such opportunities.

Mutual funds industry started in China in 1998. However, in the past 4 years, this industry has experienced its rapid growth and has become the investors’ main financial investment target in China.

What are the unique features of China’s mutual funds? What are the relevant regulations imposed? And what are the potential risks investing in such funds?  In this seminar, Ms. Qi Zhang will answer these questions, and share her insightful knowledge and experience with the audience. 

Ms. Zhang had been the Deputy Division Director of China Securities Regulatory Commission（a counterpart of the US’s SEC）for 8 years before she came to US. Her division is in charge of the China’s mutual funds and other financial derivatives’ regulations. She directly supervised China’s mutual funds market, responsible for examinations, approval, and supervision of funds companies and its senior executives. She is familiar with funds industry including company’s organizational structure, internal controls, and risk management.

Ms. Zhang had worked in the Securities and Futures Commission in Hong Kong from Sept. 15, 2008, just on the day that Lehman Brothers announced its bankruptcy. She was involved in the settlement of bonds issued by the Lehman Brothers. Ms. Zhang was a Stock Analyst in Southwest Securities Inc. in China before she became a regulator in CSRC.  She was the earliest group of people to use mathematical models for evaluation of stock prices in China.

Ms. Zhang currently is a visiting scholar at Leventhal School of Accounting at USC, doing some research on the Financial Regulatory Reform. She gave lectures on China Capital Markets and Job Market there.

Ms. Zhang received her MBA from the School of Economics and Management at Tsinghua University, China.

This seminar is organized by the Center for the Study of Minority & Small Business and the Department of Business Administration at UWest. The seminar is free of charge to the public.

UWest is located in Rosemead, 1409 N. Walnut Grove Avenue（turn right off Fwy 60, exit at San Gabriel）. Please call Dr. Bill Y. Chen at（626）571-8811, ext. 125 to reserve seating.